Hongyan Hou
侯紅燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongyan Hou (侯紅燕), a licensed former licensee with CE reference ARR885. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-16 | 2019-08-22 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-16 | 2019-08-22 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-16 | 2019-08-22 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2016-07-06 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | 2014-10-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2012-09-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-11 | 2012-09-01 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-25 | 2011-06-27 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-25 | 2011-06-27 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-25 | 2011-06-27 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-01 | 2010-04-12 |