Richard Joseph Schoeb Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Joseph Schoeb Jr ( ), a licensed former licensee with CE reference ARO424. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-07-27 | 2017-03-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-07-27 | 2017-03-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2016-04-18 | 2016-07-27 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2016-04-18 | 2016-07-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2017-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-04-12 | 2016-04-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-04-12 | 2016-04-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-12 | 2010-09-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-08-28 | 2010-02-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2008-08-28 | 2010-02-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-08-28 | 2010-02-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2008-08-28 | 2010-02-18 |