See Hang Fan
范思恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for See Hang Fan (范思恒), a licensed former licensee with CE reference ARM892. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-20 | 2020-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-02 | 2017-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-07-02 | 2017-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-07-02 | 2017-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-07-02 | 2017-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-02 | 2017-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-02 | 2017-05-25 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-04-20 | 2014-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-08-25 | 2011-07-30 |