Yoko Nemoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoko Nemoto ( ), a licensed former licensee with CE reference ARJ940. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-21 | 2017-07-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-29 | 2016-05-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-04 | 2015-12-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-04-22 | 2015-08-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-22 | 2015-08-28 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-07 | 2009-10-01 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2008-08-07 | 2009-10-01 |