Qin Jia
賈沁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qin Jia (賈沁), a licensed former licensee with CE reference ARI969. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-27 | 2017-08-16 |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-27 | 2017-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-03-23 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-03-23 | 2016-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-03-23 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-03-23 | 2016-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-03-23 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-03-23 | 2016-05-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-06 | 2015-02-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-07-06 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-06 | 2015-02-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-21 | 2010-05-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-21 | 2010-05-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-21 | 2010-05-31 |