Johnson Kai Tsun Lai
黎啟進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Kai Tsun Lai (黎啟進), a licensed former licensee with CE reference ARG205. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-12-10 | 2021-12-17 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-30 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-29 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-18 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-18 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-08-18 | 2013-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-07-02 | 2009-07-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-07-02 | 2009-07-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-02 | 2009-07-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-02 | 2009-07-10 |