James William Donovan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James William Donovan ( ), a licensed former licensee with CE reference ARA301. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-20 | 2019-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-20 | 2019-03-22 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-25 | 2014-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-05-09 | 2014-05-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-05-09 | 2014-05-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-09 | 2014-05-13 |