Hsiang-Ju Chen
陳湘如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiang-Ju Chen (陳湘如), CE reference AQY429. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-06-22 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2020-06-22 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-06-22 | 2022-02-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-06 | 2020-03-09 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-04-06 | 2020-03-09 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-10-20 | 2016-10-28 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-12-07 | 2013-04-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-29 | 2009-07-08 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-29 | 2009-07-08 |