Shun Hin Chu
朱信軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Hin Chu (朱信軒), a licensed former licensee with CE reference AQU490. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-12-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-23 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-23 | 2018-12-17 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-28 | 2016-06-20 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-28 | 2016-06-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-31 | 2015-12-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-26 | 2015-12-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-07 | 2008-06-20 |