Wai Ping Shum
沈慧萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ping Shum (沈慧萍), CE reference AJC245. Currently licensed at 1 firm(s): Cinda International Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-27 | present |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-12-17 | 2006-07-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-27 | 2004-07-15 |