Herman Man Wai Kwong
鄺文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Man Wai Kwong (鄺文偉), CE reference AQS598. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HK Sinoko Capital Limited 香港絲路資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-17 | 2023-10-26 |
| HK Sinoko Capital Limited 香港絲路資本有限公司 |
RO | Type 4 — Advising on securities | 2020-06-17 | 2023-10-26 |
| HK Sinoko Capital Limited 香港絲路資本有限公司 |
RO | Type 9 — Asset management | 2020-06-17 | 2023-10-26 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-17 | 2019-08-31 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-17 | 2019-08-31 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-12 | 2016-08-17 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-12 | 2016-08-17 |
| Ginger Capital Advisory Limited |
RO | Type 9 — Asset management | 2015-11-26 | 2016-07-04 |
| Ginger Capital Advisory Limited |
Rep | Type 9 — Asset management | 2011-08-01 | 2015-11-26 |
| Ginger Capital Management Limited |
Rep | Type 9 — Asset management | 2008-04-21 | 2009-05-18 |