Yanping Xu
徐艷萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanping Xu (徐艷萍), a licensed former licensee with CE reference ACR378. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ginger Capital Advisory Limited |
RO | Type 4 — Advising on securities | 2013-07-12 | 2017-02-01 |
| Ginger Capital Advisory Limited |
RO | Type 9 — Asset management | 2013-05-28 | 2017-02-01 |
| Ginseng Capital Advisors Limited |
RO | Type 9 — Asset management | 2009-10-07 | 2015-05-05 |
| Ginseng Capital Advisors Limited |
Rep | Type 9 — Asset management | 2009-09-16 | 2009-10-07 |
| Ginger Capital Management Limited |
RO | Type 4 — Advising on securities | 2004-11-18 | 2009-04-06 |
| Ginger Capital Management Limited |
RO | Type 5 — Advising on futures contracts | 2004-11-18 | 2009-05-18 |
| Ginger Capital Management Limited |
RO | Type 9 — Asset management | 2004-11-18 | 2009-05-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |