Yanping Xu
徐艷萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanping Xu (徐艷萍), a licensed former licensee with CE reference ACR378. This person has 12.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ginger Capital Advisory Limited | RO | Type 4 - Advising on securities | 2013-07-12 | 2017-02-01 |
| Ginger Capital Advisory Limited | RO | Type 9 - Asset management | 2013-05-28 | 2017-02-01 |
| Ginseng Capital Advisors Limited | RO | Type 9 - Asset management | 2009-10-07 | 2015-05-05 |
| Ginseng Capital Advisors Limited | Rep | Type 9 - Asset management | 2009-09-16 | 2009-10-07 |
| Ginger Capital Management Limited | RO | Type 4 - Advising on securities | 2004-11-18 | 2009-04-06 |
| Ginger Capital Management Limited | RO | Type 5 - Advising on futures contracts | 2004-11-18 | 2009-05-18 |
| Ginger Capital Management Limited | RO | Type 9 - Asset management | 2004-11-18 | 2009-05-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-08 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanping Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.