Heung Wai Lau
劉向慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heung Wai Lau (劉向慧), a licensed former licensee with CE reference AFX585. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ginger Capital Management Limited |
RO | Type 4 — Advising on securities | 2006-07-17 | 2008-06-02 |
| Ginger Capital Management Limited |
RO | Type 5 — Advising on futures contracts | 2006-07-17 | 2009-05-18 |
| Ginger Capital Management Limited |
RO | Type 9 — Asset management | 2006-07-17 | 2009-05-18 |
| Ginger Capital Management Limited |
Rep | Type 4 — Advising on securities | 2005-01-22 | 2006-07-17 |
| Ginger Capital Management Limited |
Rep | Type 5 — Advising on futures contracts | 2005-01-22 | 2006-07-17 |
| Ginger Capital Management Limited |
Rep | Type 9 — Asset management | 2005-01-22 | 2006-07-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-11-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-11-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2003-11-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-29 |