Heung Wai Lau
劉向慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heung Wai Lau (劉向慧), a licensed former licensee with CE reference AFX585. This person has 5.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ginger Capital Management Limited | RO | Type 4 - Advising on securities | 2006-07-17 | 2008-06-02 |
| Ginger Capital Management Limited | RO | Type 5 - Advising on futures contracts | 2006-07-17 | 2009-05-18 |
| Ginger Capital Management Limited | RO | Type 9 - Asset management | 2006-07-17 | 2009-05-18 |
| Ginger Capital Management Limited | Rep | Type 4 - Advising on securities | 2005-01-22 | 2006-07-17 |
| Ginger Capital Management Limited | Rep | Type 5 - Advising on futures contracts | 2005-01-22 | 2006-07-17 |
| Ginger Capital Management Limited | Rep | Type 9 - Asset management | 2005-01-22 | 2006-07-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-11-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-11-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-29 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Heung Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yanping Xu | Ginger Capital Management Limited | 2005–2009 |
| Dinnie Hoi Lin Li | Ginger Capital Management Limited | 2005–2009 |
| John Wesley Lord II | Ginger Capital Management Limited | 2006–2009 |
| Yvonne Yue Fan Sin | Ginger Capital Management Limited | 2006–2009 |
| Yuen Man Chan | Ginger Capital Management Limited | 2007–2009 |
| Xiao Fu | Ginger Capital Management Limited | 2005–2006 |
| Yi Ding | Ginger Capital Management Limited | 2005–2006 |
| Yuanhai Chen | Ginger Capital Management Limited | 2007–2009 |
| Celene Chang | Ginger Capital Management Limited | 2008–2009 |
| Herman Man Wai Kwong | Ginger Capital Management Limited | 2008–2009 |