Schenken Wong
黃尚勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Schenken Wong (黃尚勤), a licensed former licensee with CE reference AQS494. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-13 | 2016-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2015-03-13 | 2016-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2015-03-13 | 2016-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2015-03-13 | 2016-07-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-03 | 2015-01-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-03 | 2015-01-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-04-19 | 2013-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-04-19 | 2013-08-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-19 | 2010-08-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-03-28 | 2010-03-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-03-28 | 2010-03-15 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2008-03-28 | 2010-03-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-03-28 | 2010-03-15 |