Mingzhu Tang
唐明珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingzhu Tang (唐明珠), a licensed former licensee with CE reference AQQ678. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-24 | 2015-06-04 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-08-24 | 2015-06-04 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-14 | 2010-07-28 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-14 | 2010-07-28 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-14 | 2010-07-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-03-17 | 2009-02-14 |