Josh Sheng Du
杜晟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josh Sheng Du (杜晟), CE reference AQO386. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-24 | 2022-11-14 |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-24 | 2022-11-14 |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 9 — Asset management | 2022-08-24 | 2022-11-14 |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2019-02-11 | 2020-10-20 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2016-05-26 | 2018-12-17 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-02 | 2013-11-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-22 | 2012-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-30 | 2012-06-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-26 | 2009-07-25 |