Josh Sheng Du
杜晟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josh Sheng Du (杜晟), a licensed former licensee with CE reference AQO386. This person has 8.7 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-24 | 2022-11-14 |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-24 | 2022-11-14 |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 9 - Asset management | 2022-08-24 | 2022-11-14 |
| Horizon Asset International (HK) Limited | Rep | Type 9 - Asset management | 2019-02-11 | 2020-10-20 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 - Asset management | 2016-05-26 | 2018-12-17 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-02 | 2013-11-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-22 | 2012-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-30 | 2012-06-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-26 | 2009-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Josh Sheng Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.