Violet Suet Fan Lo
盧雪芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Violet Suet Fan Lo (盧雪芬), a licensed former licensee with CE reference AQN267. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-05-10 | 2011-07-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-31 | 2010-04-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-07-31 | 2010-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-02-20 | 2009-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-02-20 | 2009-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-02-20 | 2009-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-02-20 | 2009-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-02-20 | 2009-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-02-20 | 2009-04-28 |