Chen (SFC:AQM708) Huang
黃晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AQM708) Huang (黃晨), CE reference AQM708. Currently licensed at 1 firm(s): Moody's Investors Service Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2021-01-18 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | 2020-12-11 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-10 | 2020-12-11 |
| Autonomous Research Asia Limited 見地研究有限公司 |
RO | Type 4 — Advising on securities | 2014-10-30 | 2019-03-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-03 | 2014-05-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-03 | 2012-12-03 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-14 | 2014-05-30 |