Colin Cheng Chung Toh
卓慶崇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Cheng Chung Toh (卓慶崇), a licensed former licensee with CE reference AQM201. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-06-13 | 2020-08-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-13 | 2020-08-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-08-11 | 2012-03-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-11 | 2012-03-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-13 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-13 | 2008-09-29 |