Yam On Lee
李欽安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yam On Lee (李欽安), a licensed former licensee with CE reference AEN539. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-02-25 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |