Minming Jiang
姜旻明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minming Jiang (姜旻明), CE reference AQG749. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-19 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-19 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-19 | 2022-02-25 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-18 | 2012-10-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-18 | 2012-10-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-18 | 2012-10-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-01-11 | 2009-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-01-11 | 2009-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-01-11 | 2009-04-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-01-11 | 2009-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-01-11 | 2009-04-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-01-11 | 2009-04-15 |