Man Au Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Au Yeung (歐陽敏), a licensed Responsible Officer with CE reference AQD598. Currently licensed at 3 firm(s): Shenwan Hongyuan Research (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited, Shenwan Hongyuan Futures (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 18.1 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-12 | present |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-10-12 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-14 | present |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-07-14 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-17 | 2023-07-14 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-05-17 | 2023-07-14 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-21 | 2023-04-21 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-04-21 | 2023-04-21 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-04-21 | 2023-04-21 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-14 | 2022-04-21 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-03-14 | 2022-04-21 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-03-14 | 2022-04-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-31 | 2021-09-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-31 | 2021-09-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2017-10-31 | 2021-09-30 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-05 | 2021-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-05 | 2021-09-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-06-05 | 2021-09-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2017-06-05 | 2021-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-30 | 2017-06-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-30 | 2017-06-05 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2016-09-30 | 2017-06-05 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-13 | 2016-09-21 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-13 | 2016-09-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-23 | 2015-07-04 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-04-23 | 2015-07-04 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-11 | 2015-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Au Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.