Alan Ming Xian Cai
蔡明憲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ming Xian Cai (蔡明憲), a licensed former licensee with CE reference AQB138. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-26 | 2008-01-30 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-26 | 2008-01-30 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-11-26 | 2008-01-30 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Ming Xian Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Ling Ng | Interactive Brokers LLC | 2007–2008 |
| Ka Tsz Cheung | Interactive Brokers LLC | 2007–2008 |
| Weijian Wang | Interactive Brokers LLC | 2007–2008 |
| Louis Ka Ho Cheung | Interactive Brokers LLC | 2007–2008 |
| Macy Pui Shan Law | Interactive Brokers LLC | 2007–2008 |
| Aiko Oyama | Interactive Brokers LLC | 2007–2008 |
| Paul Kwok Bun Poon | Interactive Brokers LLC | 2007–2008 |
| Wai Sum Ng | Interactive Brokers LLC | 2007–2008 |
| David Eric Friedland | Interactive Brokers LLC | 2007–2008 |
| Steve Morgan Kelsey | Interactive Brokers LLC | 2007–2008 |