Alan Ming Xian Cai
蔡明憲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ming Xian Cai (蔡明憲), a licensed former licensee with CE reference AQB138. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-26 | 2008-01-30 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-26 | 2008-01-30 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-11-26 | 2008-01-30 |