Steve Morgan Kelsey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Morgan Kelsey ( ), a licensed former licensee with CE reference ADH503. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2007-03-19 | 2010-09-30 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-01-07 | 2010-09-30 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-15 | 2010-09-30 |
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-15 | 2010-09-30 |
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-09-15 | 2010-09-30 |
| Timber Hill Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2003-09-15 | 2004-12-17 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-09-15 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-22 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-22 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-22 |