Wai Sum Ng
吳慧沁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Ng (吳慧沁), a licensed former licensee with CE reference AJD565. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-09 | 2011-06-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-02 | 2011-06-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-28 | 2003-10-20 |