Wai Sum Ng
吳慧沁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Ng (吳慧沁), a licensed former licensee with CE reference AJD565. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-09 | 2011-06-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-02 | 2011-06-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-28 | 2003-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sum Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.