Karman Hoi Ming Shu
舒凱明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karman Hoi Ming Shu (舒凱明), a licensed former licensee with CE reference AQB106. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-03-29 | 2019-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-03-29 | 2019-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-03-29 | 2019-09-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-11-29 | 2016-03-02 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-29 | 2016-03-02 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-29 | 2016-03-02 |