Siu Yuen Tse
謝少淵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yuen Tse (謝少淵), a licensed former licensee with CE reference AQA082. This person has 11.5 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-04 | 2022-09-26 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2021-10-04 | 2022-09-26 |
| Mighty Divine Securities Limited |
RO | Type 1 - Dealing in securities | 2021-03-03 | 2021-04-07 |
| Thunder Stone Securities (Hong Kong) Limited 雷石證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-23 | 2019-08-16 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-10 | 2017-07-31 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-03-10 | 2017-07-31 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-18 | 2016-12-18 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-10-18 | 2016-12-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-29 | 2016-10-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-24 | 2016-10-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-16 | 2016-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Yuen Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Kit Shek | Chief Commodities Limited | 2010–2016 |
| Tek Kong Cheong | Chief Commodities Limited | 2010–2016 |
| Pak Wah Leung | Chief Commodities Limited | 2010–2016 |
| Lim Pong Kwan | Chief Commodities Limited | 2010–2016 |
| Wing Wo Ho | Chief Commodities Limited | 2010–2016 |
| Haiya Ye | Chief Commodities Limited | 2010–2016 |
| Ka Wa Chan | Chief Commodities Limited | 2010–2016 |
| Kwun Mo Au | Chief Commodities Limited | 2010–2016 |
| Man Chung Chan | Chief Commodities Limited | 2010–2016 |
| Sai Wai Choi | Chief Commodities Limited | 2010–2016 |
| Chi Yan Ho | Chief Commodities Limited | 2010–2016 |
| Keng Chee Kwok | Chief Commodities Limited | 2010–2016 |
| Yee Tak Leung | Chief Commodities Limited | 2010–2016 |
| Ming Luo | Chief Commodities Limited | 2010–2016 |
| Kwok Kuen Ng | Chief Commodities Limited | 2010–2016 |
| Meirong Wey | Chief Commodities Limited | 2010–2016 |
| Yee Kae Wong | Chief Commodities Limited | 2010–2016 |
| Jian Zhao | Chief Commodities Limited | 2010–2016 |
| Sau Kwan Kwok | Chief Commodities Limited | 2010–2016 |
| Ting Kit Ho | Chief Commodities Limited | 2010–2016 |