Kam Wo Lai
黎錦和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wo Lai (黎錦和), a licensed former licensee with CE reference ABQ024. This person has 14.6 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-02 | 2021-10-31 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-15 | 2017-10-03 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-09-15 | 2017-10-03 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-12 | 2014-10-07 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-08-10 | 2014-10-07 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-28 | 2010-01-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-12-28 | 2010-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-27 | 2009-12-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-27 | 2009-12-28 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-27 | 2009-10-15 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-08-27 | 2009-10-15 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 - Advising on securities | 2009-08-27 | 2009-10-15 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-08-27 | 2009-10-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-10 | 2008-07-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-09-10 | 2008-07-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-09-10 | 2008-07-02 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-08-24 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-08-24 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-09 | 2008-03-03 |
| KuCoin HK Limited | RO | Type 1 - Dealing in securities | 2005-01-07 | 2005-06-06 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-07 |
| KuCoin HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-01 |
| KuCoin HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-01 |
| KuCoin HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-11-01 |
| KuCoin Commodity Futures Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-06-06 |
| KuCoin Commodity Futures Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-01 |
| KuCoin Commodity Futures Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Wo Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.