Alice Wai Yin Yu
余慧妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Wai Yin Yu (余慧妍), a licensed former licensee with CE reference APW434. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-27 | 2013-05-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-09-27 | 2013-05-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-27 | 2013-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-10-24 | 2008-11-06 |