Ming Chung
叢明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chung (叢明), a licensed Representative with CE reference APQ667. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-05-16 | 2017-07-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-05-16 | 2017-07-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-28 | 2014-04-01 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-28 | 2012-01-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-20 | 2008-05-01 |