Sim Kuen Cheng
鄭嬋娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sim Kuen Cheng (鄭嬋娟), a licensed former licensee with CE reference APP900. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2020-02-18 | 2023-05-11 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-18 | 2022-06-05 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-17 | 2023-05-11 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-17 | 2023-05-11 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-17 | 2022-06-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-08 | 2019-08-09 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-08 | 2019-08-09 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-15 | 2016-06-10 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-15 | 2016-06-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-15 | 2014-08-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-15 | 2014-08-31 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-20 | 2014-03-04 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-25 | 2014-03-04 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-06 | 2013-02-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-13 | 2012-06-28 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-14 | 2008-07-07 |