Kai Wang
王鍇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wang (王鍇), a licensed former licensee with CE reference APL458. This person has 5.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-13 | 2013-01-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-04-13 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-13 | 2013-01-25 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-17 | 2010-03-20 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-17 | 2010-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.