Kai (SFC:APL458) Wang
王鍇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai (SFC:APL458) Wang (王鍇), a licensed former licensee with CE reference APL458. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-13 | 2013-01-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-04-13 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-13 | 2013-01-25 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-17 | 2010-03-20 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-17 | 2010-03-20 |