Tvishampati Ghosh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tvishampati Ghosh ( ), a licensed former licensee with CE reference APL279. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-11-27 | 2019-11-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-26 | 2017-07-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-26 | 2017-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-26 | 2017-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2016-10-26 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2016-10-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-04 | 2016-10-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-05-20 | 2014-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-05-20 | 2014-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-20 | 2014-05-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-17 | 2011-03-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-17 | 2011-03-30 |