Vikram Singh Lamba
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vikram Singh Lamba ( ), a licensed former licensee with CE reference APL078. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-06-10 | 2017-07-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-06-10 | 2017-07-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-06-10 | 2017-07-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-06-10 | 2017-07-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-10 | 2017-07-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-10 | 2017-07-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-20 | 2013-03-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-20 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-20 | 2013-03-27 |