Ming Yan Tam
譚銘恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Yan Tam (譚銘恩), a licensed former licensee with CE reference APH018. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-27 | 2013-04-16 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-25 | 2010-08-18 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-25 | 2010-08-18 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-05 | 2009-08-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-16 | 2009-08-01 |