Yang Xia
夏揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Xia (夏揚), a licensed Representative with CE reference BGB713. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-21 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-21 | 2025-07-21 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-27 | 2025-07-21 |