William Rowley Aird
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Rowley Aird ( ), a licensed former licensee with CE reference APD881. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-05 | 2019-04-16 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-10-13 | 2013-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-03-09 | 2013-11-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-03-09 | 2013-11-02 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2011-03-08 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-08-16 | 2011-03-08 |