Yee Man Lau
劉綺文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Man Lau (劉綺文), a licensed former licensee with CE reference APA404. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-08-06 | 2010-10-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-08-06 | 2010-10-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-08-06 | 2010-10-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-08-06 | 2010-10-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-08-06 | 2010-10-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-08-06 | 2010-10-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-31 | 2010-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2007-05-31 | 2010-04-15 |