Ron Hiu Lam Ha
夏曉嵐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ron Hiu Lam Ha (夏曉嵐), a licensed former licensee with CE reference APA395. This person has 13.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-17 | 2021-11-11 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-09 | 2013-11-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2011-05-23 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-17 | 2010-05-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-04 | 2008-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ron Hiu Lam Ha during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.