Fung Ping (SFC:AOU775) Chan
陳鳳萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Ping (SFC:AOU775) Chan (陳鳳萍), a licensed former licensee with CE reference AOU775. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2019-09-24 |
| Look's Securities Limited |
Rep | Type 1 — Dealing in securities | 2019-03-22 | 2019-03-26 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-15 | 2016-06-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-05 | 2014-09-03 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-05 | 2014-09-03 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-03 | 2014-05-02 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-03 | 2014-05-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-08 | 2013-11-18 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-08 | 2013-11-18 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-08 | 2013-11-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2013-07-17 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-13 | 2013-07-17 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-21 | 2012-06-29 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-30 | 2012-06-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2009-09-05 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-16 | 2009-03-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-13 | 2008-08-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-13 | 2008-08-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-19 | 2008-06-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-19 | 2008-06-11 |