Joseph Wai Ho Lun
倫偉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wai Ho Lun (倫偉豪), a licensed former licensee with CE reference AOU493. This person has 14.4 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-18 | 2023-06-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-20 | 2021-08-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-20 | 2021-08-03 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-28 | 2020-09-11 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-28 | 2020-09-11 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-28 | 2020-09-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-22 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-22 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-22 | 2019-01-22 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-08-18 | 2016-03-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-08-18 | 2016-03-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-18 | 2016-03-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-18 | 2014-06-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-18 | 2014-06-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-18 | 2014-06-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-28 | 2010-09-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-28 | 2010-09-16 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-28 | 2010-09-16 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-13 | 2007-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Wai Ho Lun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.