Shaun Shern Yap
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Shern Yap ( ), CE reference AZK525. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zaaba Capital Limited | Rep | Type 9 — Asset management | 2020-06-01 | 2025-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2016-02-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-07 | 2016-02-19 |