Wing Yi Ng
吳詠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yi Ng (吳詠怡), a licensed former licensee with CE reference AOR975. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-07 | 2013-09-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-10-28 | 2013-09-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-12 | 2010-10-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-14 | 2010-10-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-03-14 | 2010-10-21 |