Ka Yee Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Lee (李嘉怡), a licensed Responsible Officer with CE reference AOR521. Currently licensed at 1 firm(s): Juno Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-03 | present |
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 4 - Advising on securities | 2018-04-20 | present |
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 9 - Asset management | 2018-04-20 | present |
| Juno Capital Management Limited 君諾資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-13 | 2023-02-03 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 4 - Advising on securities | 2017-08-24 | 2018-04-13 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 - Asset management | 2017-08-24 | 2018-04-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-30 | 2013-08-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-09 | 2013-08-24 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.