Ophelia Wing Yan Tam
譚泳恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ophelia Wing Yan Tam (譚泳恩), a licensed former licensee with CE reference AOP079. This person has 12.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-12-17 | 2021-07-09 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-20 | 2021-07-09 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-20 | 2021-07-09 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-15 | 2019-09-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-15 | 2019-09-30 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-20 | 2017-06-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-20 | 2017-06-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-18 | 2015-09-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-30 | 2015-01-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-25 | 2008-03-21 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-16 | 2007-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ophelia Wing Yan Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.