Peili Lu
陸培麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peili Lu (陸培麗), a licensed former licensee with CE reference AOO566. This person has 8.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-13 | 2016-07-11 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-13 | 2016-07-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-06-14 | 2014-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-06-14 | 2014-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-14 | 2014-08-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-02-16 | 2011-03-26 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-16 | 2011-03-26 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-16 | 2011-03-26 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Peili Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.