Mateen Chaudhry
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mateen Chaudhry ( ), a licensed former licensee with CE reference AOO558. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-16 | 2011-06-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-17 | 2010-11-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-22 | 2010-06-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-07-11 | 2008-05-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-16 | 2008-05-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-02-13 | 2008-05-10 |