Chang (SFC:AOJ599) Liu
劉暢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang (SFC:AOJ599) Liu (劉暢), a licensed former licensee with CE reference AOJ599. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-06 | 2022-08-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-06 | 2022-08-08 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-09 | 2020-07-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2015-05-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-13 | 2015-05-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-13 | 2015-05-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-11 | 2007-04-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-11 | 2007-04-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-11 | 2007-04-27 |