Chang Liu
劉暢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Liu (劉暢), a licensed former licensee with CE reference AOJ599. This person has 7.4 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-06 | 2022-08-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-06 | 2022-08-08 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-09 | 2020-07-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2015-05-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-13 | 2015-05-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-13 | 2015-05-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-11 | 2007-04-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-11 | 2007-04-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-11 | 2007-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Arthur Cheng | BOCI Asia Limited | 2007 |
| Chung Ho Man | BOCI Asia Limited | 2007 |
| Andy To Chung Wai | BOCI Asia Limited | 2007 |
| Victor Chi Wing Pang | BOCI Asia Limited | 2007 |
| Kin Ming Marcus Woo | BOCI Asia Limited | 2007 |
| Sarah Lai Wong | BOCI Asia Limited | 2007 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2007 |
| Fang Bian | BOCI Asia Limited | 2007 |
| Kuangyu Cao | BOCI Asia Limited | 2007 |
| Yin Tung Chan | BOCI Asia Limited | 2007 |
| Rong Lu | BOCI Asia Limited | 2007 |
| Yiu Kei Leung | BOCI Asia Limited | 2007 |
| Ka Man Leung | BOCI Asia Limited | 2007 |
| Tong Li | BOCI Asia Limited | 2007 |
| Chi Kin Mak | BOCI Asia Limited | 2007 |
| Rowena See Wai Ng | BOCI Asia Limited | 2007 |
| Alfred Hing Chung Pang | BOCI Asia Limited | 2007 |
| Songjun Tan | BOCI Asia Limited | 2007 |
| Benson Wong | BOCI Asia Limited | 2007 |
| Yan Wang | BOCI Asia Limited | 2007 |